September 23, 2021 | 2:00 pm - 3:00 pm ET | Complimentary
MAR-velous Compliance: How the Model Audit Rule and Internal Control Processes Fit Together
This session covered Model Audit Rule (MAR) compliance and managing internal control processes. Participants gained an understanding of the purpose and intent of MAR requirements, expectations of regulators on detail and content of MAR documentation and testing, and how MAR is incorporated into internal control processes. We also discussed how implementing a control self-assessment process fits within the framework.
June 17, 2020 | 2:00 pm - 3:15 pm ET