Johnson Lambert’s Regulatory Services practice is dedicated to meeting the needs of insurance regulators. We specialize in highly efficient risk-focused examinations with a cost structure that is appropriate to the complexity and size of the examined company. You can be confident that each examination will be performed in accordance with the National Association of Insurance Commissioners (NAIC) Financial Condition Examiners Handbook and your specific state requirements. Johnson Lambert consistently performs examinations that exceed NAIC Accreditation Standards.

As a nationally recognized, insurance-focused CPA firm, our rigorous internal quality control processes ensure that exam deliverables will flawlessly exceed your expectations.

Our Regulatory Services Include

  • Full-Service Financial Examinations
  • Market Conduct Examinations
  • Multi-State Coordinated Exams (representing lead or participating states)
  • Information Technology Reviews
  • Contracted Actuarial Services
  • Investment Analysis
  • Reinsurance Analysis
  • Targeted Examinations – Financial or Market Conduct
  • Market Analysis Procedures
  • ORSA Reviews
  • Receivership Support
  • Regulatory Cybersecurity Review
  • Special Projects

Regulatory Senior Leadership

The Regulatory Services team consists of experienced Certified Financial Examiners (CFEs) and Certified Insurance Examiners (CIEs), including several former state regulators. Our highly qualified examiners are active members of the Society of Financial Examiners (SOFE) and the Insurance Regulatory Examiners Society (IRES). They obtain extensive training on Statutory Accounting Principles, state-specific compliance matters, risk-focused examination best practices, NAIC Financial Condition Examiners Handbook, NAIC Market Regulation Handbook, and NAIC Accreditation Standards. Our examiners are frequent attendees of the NAIC’s National Meetings.

Senior Manager
Senior Manager