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Rick Nelson

Principal - Director of Regulatory Services

CFE, CIE
Professional Designations
Certified Financial Examiner. Regulatory Expert. Educator.
What He Does
When he’s not in the office, Rick can be found out in the garden, cooking something delicious in the kitchen, or spending time with his family and friends.
Outside of Work
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Profile

Professional

Profile

Who He Serves: Insurance Regulators

Industry Involvement

  • Member, Society of Financial Examiners
    • Member, Board of Governors
    • Member, Executive Committee
    • Former Chair, Future Sites Committee
    • Past President
    • Former Chair, Management Committee
    • Former Treasurer
    • Former Chair, Publications Committee
  • Member, Insurance Regulatory Examiners Society
  • Member, American Institute of CPAs
  • Member, Insurance Accounting & Systems Association

Firm Involvement

  • Exam Project Manager
  • Regulatory Training Program Developer

Education

  • BS in Accounting, Thomas College